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A Brief Comment on Estimating Caloric Yields from
Cultivated Agave in Southern Arizona

Jeff D. Leach
Paleobiotics Lab 
jeff@paleobioticslab.com

Abstract

Archaeological research in the northern Tucson Basin over the last two decades has confirmed that species of the genus Agave were cultivated in extensive agricultural fields marked by the presence of rock piles, terraces, and check dams. Researchers estimate that ~ 10,000 agaves were harvested annually from a standing population of greater than 100,000 cultivated plants in the larger fields, potentially providing the annual caloric requirements for as many as 155 persons. However, the annual caloric return from harvested agave has been overestimated by ~55% when you consider that inulin-type fructans are the major storage carbohydrate in agave. As a nondigestible carbohydrate, inulin and its subgroup oligofructose are not absorbed in the small intestine, but are fermented in the large bowel and thus have a lower net energy value than traditional carbohydrates such as starch.

Introduction

Over 300 species of agave have been reported throughout the American Southwest and northern Mexico (Gentry 1982). Early travelers and ethnographers in the region noted the importance of agave and other desert succulents as a food source among indigenous populations (e.g., Castetter et al. 1938), while ongoing archaeological research throughout the southern US continues to expand our knowledge of the importance and antiquity of agave exploitation (e.g., Dering 1999; Fish et al. 1982, 1985; Leach 2005; Leach and Lopez, in press). Perhaps one of the more fascinating and important aspects of this research has been the identification of agave as cultivated plant among the desert Hohokam of southern Arizona (Fish et al. 1982, 1985). Along the mountains slopes and bajadas of the lowlands north of Tucson, extensive fields of rock piles and stone borders, along with charred remains of agave plant remains in rock-lined roasting pits, confirm the importance of agave in a mixed economy among these desert farmers.

            This paper reports that the caloric yields from agave harvested from these extensive fields have been overestimated as a result of not considering the type of carbohydrate stored in agave plants. When the appropriate conversion factors are applied to the carbohydrate portion of the plant tissue, the overall calories derived from a given amount of agave is reduced by more than half, thus reducing the contribution of cultivated agave in the subsistence economy for inhabitants of this semi-arid region.

The Non Digestible Carbohydrates Inulin and Oligofructose in Agave

The three principal reserve carbohydrates in plants are starch, fructan, and sucrose, with fructan being present as the major storage carbohydrate in at least 36,000 species of plants (Hendry 1987). Agaves utilize crassulacean acid metabolism (CAM) for CO2 fixation and fructans are the principal photosynthetic products generated (Wang and Nobel 1998; Leach and Lopez, in press; Lopez et al. 2003).

From a chemical point of view, fructans can be divided into inulin, levan, phlein, graminan, and kestoses based on their respective fructosyl-fructose linkage structure. Of interest here is the fructan inulin and its subgroup oligofructose. Inulin is a polydisperse set of predominately linear molecules made up of D-fructose residues linked to a terminal glucose residue by β(2→1) osidic bond (Van Loo et al. 1995). The degree of polymerization (DP) of inulin varies between three and sixty-five (Van Loo 2004). Oligofructose is a subgroup of inulin, consisting of polymers with a DP ≤10. While the fructan structure may vary within the genus Agave, inulin-type fructans are the most predominant (Leach and Lopez in press; Lopez et al. 2003).

The unique linkage between the fructose molecules of inulin and oligofructose distinguish them from typical carbohydrates in that they resist digestion by human alimentary enzymes and absorption in the small intestine but are hydrolyzed and fermented by colonic microflora (Roberfroid 1993). This fermentation produces gases (H2, CO2, CH4) and short chain fatty acids, such as butyrate, that are subsequently absorbed and utilized for energy. The intestinal physiological effects demonstrated by the carbohydrates inulin and oligofructose therefore meet the basic and essential definition of a dietary fiber (Cherbut 2002; Roberfroid 1993, 2004), and thus a net energy content lower than digested carbohydrates such as starch.

 

Energy Contribution of the Nondigestible Carbohydrate Fraction of Agave

As a non digestible dietary fiber, inulin and oligofructose are the major storage carbohydrate in the genus Agave and should be treated differently than traditional carbohydrates when calculating caloric yield. To estimate the calories from a given amount of food, internationally accepted conversion factors for the protein, fat and carbohydrate present in a given food item are utilized. In the US, the Atwater factor (Atwater 1910) is typically utilized. Traditionally, the energy value of foods is given in kilocalories (kcal), a unit of heat, as measured by the amount of heat obtained by burning any food in a calorimeter (Livesey et al. 2000). In a mixed food diet energy is calculated by chemically analyzing the amount of protein, fat, and carbohydrates present, then multiplying those amounts by appropriate energy conversion factors –  “the average amounts of energy provided to the body by 1 g of typical food fat, protein or carbohydrate (Livesey et al. 2000).

When calculating energy contribution by the Atwater factor, all fats provide 9 kcal per gram, protein provides 4 kcal per gram, and all carbohydrates provide 4 kcal per gram. These ‘catch-all’ conversion factors for energy contribution of protein, fat and carbohydrates are applied by archaeologosts, anthropologists, and ethno-botanists when calculating the potential kcal yield of a given plant resource to the overall diet and when ranking resources for the purposes of optimal foraging models (e.g, Dering 1999). However, advances in food science, as demonstrated by in vitro and in vivo studies (Livesey et al. 2000), demonstrate that the declared caloric contribution of a food item such as a carbohydrate, and the scientifically determined energy value, may differ, depending on the type of carbohydrate and its linkage structure. 

Of interest here is the conversion factor of 4 kcal g for all carbohydrates. As already mentioned, the fructans  inulin and oligofructose present in the genus Agave are non digestible dietary fiber, not subject to hydrolysis and absorption in the small intestine. Research conducted in the realm of food science, specifically on inulin and oligofructose derived from chicory (Cichorium intybus), have demonstrated that the selective anaerobic hydrolysis and fermentation of these substrates produces short-chain fatty acids (acetate, propionate, butyrate) and lactic acids that are subsequently absorbed by the cells to produce energy, thus salvaging a portion of the originally ingested food ingredient (for an extensive review see Roberfroid 1993). Therefore, their contribution to the metabolic energy of the host is reduced and indirect (Roberfroid 1999: 1436S), and the conversion factor of 1.5 kcal g, rather than the ‘catch-all’ of 4 kcal g, should be utilized in determining caloric yield from the carbohydrate portion of the genus Agave.   

 

Discussion 

            Researchers working in the Tucson Basin estimate that within a well-studied five square kilometer area along a series of bajadas, project as many as 42,000 rockpiles and 120,000 meters of terraces and checkdams were utilized for the cultivation of agave (Fish et al. 1985). Based on these data, the researchers estimate that as many 102,000 agave plants could have been grown at one time, producing an annual harvest of 10,200 plants. With an approximate weight of 4 kilograms per agave heart, the annual yield would result in 40.8 metric tons of edible agave. Citing nutritional data by Ross (1944), the researchers further suggest that agave provides 347 calories per 100 grams, potentially providing the annual caloric requirements of 155 persons.

            From the nutritional data cited by Fish et al (1985) it is not clear what conversion factors were used to estimate the 347 calories per 100 g of edible agave. It is safe to assume that given the 1944 date for the source of the nutritional data, that a conversion factor of 4 kcal g for the carbohydrate portion was utilized. Working east of the Tucson Basin, Dering (1999: Table 3) provides recent nutritional analysis of pit baked samples of Agave lechuguilla. The nutritional composition (adjusted for dry weight) of 100 g sample is as follows: 6.18 g protein, 3.5 g fat, and 65.6 g carbohydrates. The calculated caloric value of cooked agave is thus the following:

 

6.18 g protein x 4 kcal/g + 3.5 g fat x 9 kcal/g + 65.6 g carbohydrate x 1.5 kcal/g = 154.62 kcal/100 g  

 

On the basis of the nutritional data from Agave lechuguilla, adjusted for the conversion factor of 1.5 kcal / g for non digestible carbohydrates, the caloric contribution of agave harvested from the extensive fields in the Tucson Basin are reduced by ~ 55% from 347 calories per 100 g to 154.62 calories per 100 g. The original estimate that the annual caloric requirements of 155 persons were potentially met by the harvested agave is accordingly reduced to ~ 70 persons.

Further, Fish et al (1985:112) suggest that “agave hearts of small Southwestern species approximate four kilograms,” but do not specify if this is harvested and uncooked plants, or plants that have been harvested, cooked, and dried to reduce spoilage. This variable is critical as the scale of the agricultural fields and the size of the roasting pits recorded among the fields suggest that large quantities of agave were processed. This bulk processing of agave in the roasting pits was no doubt followed by pounding (kneading) of the cooked agave into cakes or loaves that were subsequently air-dried for transport and possible storage (Note the reduction of water via air-drying reduces the chance of spoilage). This final stage of processing is consistent with ethnographic observations of agave processing (Ferg 2003), and greatly reduces the water content and weight of the processed plant tissue, thus the potential annual caloric yield of the fields.

In his study of the small species Agave lechuguilla, Dering (1999: Table 5) reports an average cooked and dried weight of 0.086 kilograms per agave heart, which is well below the 4 kilograms per agave heart reported by Fish et al. (1995:112). In a series of unpublished experimental studies with Agave murpheyi, a candidate species that may have been cultivated in the agricultural fields of the Tucson Basin (Fish et al. 1982, 1985), this author found that cooked and air-dried agave hearts (n=7) weighed on average about 1.2 kilograms. While this is higher than reported for the smaller species studied by Dering, it is considerably less than that reported by Fish et al (1985). If we assume that the 4 kilogram per harvested agave heart cited by Fish et al (1985:112) is for uncooked and undried agave, and subsistitute the 1.2 kilograms per cooked and air-dried agave arrived at through the experimental studies, then the annual yield of agave from the large fields is reduced from 40.8 metric tons to 12.24 metric tons, accordingly.

The overall reduction in annual yield calculated for cooked and subsequently dried agave estimated from experimental study, coupled with the calories per 100 g sample adjusted for the conversion factor for non digestible carbohydrates, suggest the annual caloric requirements of less than two dozen persons would have been met with an annual harvest of 10,200 plants.

 

Conclusion

            The identification of agave as a cultivated crop in southern Arizona is a significant contribution to our understanding of human adaptation and paleonutrition in this semi-arid region. The presence of inulin and oligofructose as the dominant carbohydrate stored in the genus Agave allows for refinement in the net energy contribution of this plant. The adjusted energy yield of agave has resulted, along with the adjusted cooked and dried weight of agave hearts, in an overall reduction in potential caloric contribution of agave to the diet and economy of these desert farmers.

The following discussion raises the question of why so much effort (labor) was invested in the cultivation of agave, when one realizes the low caloric yields from such agricultural practices and the additional labor required to harvest, cook, and dry the plant tissue for transport and possible storage. Clearly, the inclusion of cultivated agave in the diet by these desert farmers serves as a reminder as to the difficulties of subsisting in a semi-arid region, where ever increasing demographic pressure and unpredictable environmental realities required cultivation of such marginal resources an unavoidable necessity.


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